Handover Basics

Although the concept of cellular handover or cellular handoff is relatively straightforward, it is not an easy process to implement in reality. The cellular network needs to decide when handover or handoff is necessary, and to which cell. Also when the handover occurs it is necessary to re-route the call to the relevant base station along with changing the communication between the mobile and the base station to a new channel. All of this needs to be undertaken without any noticeable interruption to the call. The process is quite complicated, and in early systems calls were often lost if the process did not work correctly.

Different cellular standards handle hand over / handoff in slightly different ways. Therefore for the sake of an explanation the example of the way that GSM handles handover is given.

There are a number of parameters that need to be known to determine whether a handover is required. The signal strength of the base station with which communication is being made, along with the signal strengths of the surrounding stations. Additionally the availability of channels also needs to be known. The mobile is obviously best suited to monitor the strength of the base stations, but only the cellular network knows the status of channel availability and the network makes the decision about when the handover is to take place and to which channel of which cell.

Accordingly the mobile continually monitors the signal strengths of the base stations it can hear, including the one it is currently using, and it feeds this information back. When the strength of the signal from the base station that the mobile is using starts to fall to a level where action needs to be taken the cellular network looks at the reported strength of the signals from other cells reported by the mobile. It then checks for channel availability, and if one is available it informs this new cell to reserve a channel for the incoming mobile. When ready, the current base station passes the information for the new channel to the mobile, which then makes the change. Once there the mobile sends a message on the new channel to inform the network it has arrived. If this message is successfully sent and received then the network shuts down communication with the mobile on the old channel, freeing it up for other users, and all communication takes place on the new channel.

Under some circumstances such as when one base transceiver station is nearing its capacity, the network may decide to hand some mobiles over to another base transceiver station they are receiving that has more capacity, and in this way reduce the load on the base transceiver station that is nearly running to capacity. In this way access can be opened to the maximum number of users. In fact channel usage and capacity are very important factors in the design of a cellular network.

UMTS Handover

There are following categories of handover (also referred to as handoff):

• Hard Handover
  Hard handover means that all the old radio links in the UE are removed before the new radio links are established. Hard handover can be seamless or non-seamless. Seamless hard handover means that the handover is not perceptible to the user. In practice a handover that requires a change of the carrier frequency (inter-frequency handover) is always performed as hard handover.
  
• Soft Handover
  Soft handover means that the radio links are added and removed in a way that the UE always keeps at least one radio link to the UTRAN. Soft handover is performed by means of macro diversity, which refers to the condition that several radio links are active at the same time. Normally soft handover can be used when cells operated on the same frequency are changed.
  
• Softer handover
  Softer handover is a special case of soft handover where the radio links that are added and removed belong to the same Node B (i.e. the site of co-located base stations from which several sector-cells are served. In softer handover, macro diversity with maximum ratio combining can be performed in the Node B, whereas generally in soft handover on the downlink, macro diversity with selection combining is applied.

Generally we can distinguish between intra-cell handover and inter-cell handover. For UMTS the following types of handover are specified:

The most obvious cause for performing a handover is that due to its movement a user can be served in another cell more efficiently (like less power emission, less interference). It may however also be performed for other reasons such as system load control.

Active Set is defined as the set of Node-Bs the UE is simultaneously connected to (i.e., the UTRA cells currently assigning a downlink DPCH to the UE constitute the active set).

Cells, which are not included in the active set, but are included in the CELL_INFO_LIST belong to the Monitored Set.

Cells detected by the UE, which are neither in the CELL_INFO_LIST nor in the active set belong to the Detected Set. Reporting of measurements of the detected set is only applicable to intra-frequency measurements made by UEs in CELL_DCH state.

The different types of air interface measurements are:

Intra-frequency measurements: measurements on downlink physical channels at the same frequency as the active set. A measurement object corresponds to one cell.

Inter-frequency measurements: measurements on downlink physical channels at frequencies that differ from the frequency of the active set. A measurement object corresponds to one cell.

Inter-RAT measurements: measurements on downlink physical channels belonging to another radio access technology than UTRAN, e.g. GSM. A measurement object corresponds to one cell.

Traffic volume measurements: measurements on uplink traffic volume. A measurement object corresponds to one cell.

Quality measurements: Measurements of downlink quality parameters, e.g. downlink transport block error rate. A measurement object corresponds to one transport channel in case of BLER. A measurement object corresponds to one timeslot in case of SIR (TDD only).

UE-internal measurements: Measurements of UE transmission power and UE received signal level.

UE positioning measurements: Measurements of UE position.The UE supports a number of measurements running in parallel. The UE also supports that each measurement is controlled and reported independently of every other measurement.